Our Advisory Process
Six simple steps to ensure a smooth process.
Step 1: Getting to Know You.
On our one hour initial-no cost consultation, you are free to come into Benny’s office or he could
speak over the phone, whatever is most convenient for you. This allows you to get to know Benny
personally, determine if we are for you and ensure that you and him are a “good fit”.
You cannot become a client at this meeting.
Step 2: Understanding You.
If agreed to move forward, a second meeting will be set up where you will be asked to bring your
financial documents and current investment statements. A clearer picture of your current
situation will be established and together, get concise vision of your financial objectives and
needs. Your individual financial risk profile will be assessed.
Step 3: Prioritize Goals.
In this step, a portfolio analysis will be provided and compared to your risk profile. A preliminary
series of suggestions will be presented and serve as a starting point. This is the first step towards
formulating your plan. This will serve as the blueprint which will guide the decision
making process.
Step 4: Action Plan.
Based on your feedback, Benny will present a comprehensive, personalized, investment and retirement strategy tailored to meet your specific goals, including asset mix guidelines and how much risk and volatility you should expect.
Step 5: Implementation
Once the plan is finalized and approved by you, our team will put your plan into action starting with completing the necessary forms in order to start the process and, if required, requesting the funds from current custodian.
Step 6: Continued Review Process.
Individual investments goals and the market fluctuates over time, your situation is likely to change so ongoing reviews are a part of the process. Periodic reviews will aid in assessing your progress and ensure the plan evolves with your situation. You will never be on your own.
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